Legal Proceedings Initiated by FGIC

Financial Guaranty Insurance Company (“FGIC”) may from time to time post documents related to selected legal proceedings in which it is a plaintiff.   FGIC is not undertaking an obligation to post all documents for the proceedings listed or an obligation to revise or update them to reflect changes in events or expectations.   FGIC makes no representation that the listed proceedings include all material proceedings in which it is a plaintiff.   The complete official court docket can be publicly accessed by contacting the clerk’s office of the respective court(s) where each litigation is pending.

Financial Guaranty Insurance Company vs. Alejandro Garcia Padilla, et al. (U.S. District Court, District of Puerto Rico, civil no. 16-1095)

Jan 19, 2016 Complaint
Jan 21, 2016 Order - Case Consolidation
Feb 10, 2016 Motion to Dismiss
Feb 10, 2016 Motion to Dismiss (Acosta Febo)
Feb 29, 2016 Motion to Dismiss — Opposition Brief
Feb 29, 2016 Motion to Dismiss (Acosta Febo) — Opposition Brief
Mar 11, 2016 Motion to Dismiss (PR Governor, et al) — Reply to Opposition Brief
Mar 15, 2016 Motion to Dismiss (Acosta Febo) — Reply to Opposition Brief
Oct 4, 2016 Court Opinion and Order — Motion to Dismiss
Oct 14, 2016 Notice of Automatic Stay (PR Governor, et al)
Oct 27, 2016 Reply to Notice of Automatic Stay (FGIC)

Financial Guaranty Insurance Company vs. Morgan Stanley ABS Capital I Inc., Morgan Stanley Mortgage Capital Holdings LLC, Morgan Stanley & Co. LLC, as successor to Morgan Stanley & Co. Inc., Morgan Stanley, and Saxon Mortgage Services, Inc. (Supreme Court of the State of New York, no. 652914/2014)

Sep 23, 2014 Initial Complaint
Nov 24, 2014 Motion to Dismiss
Jan 29, 2015 Motion to Dismiss — Opposition Brief
Feb 27, 2015 Motion to Dismiss — Reply Brief
Jan 23, 2017 Motion to Dismiss — Opinion
Feb 24, 2017 Notice of Appeal
Feb 24, 2017 Pre-Argument Statement
Mar 1, 2017 Answer

Financial Guaranty Insurance Company vs. Morgan Stanley ABS Capital I Inc. and Morgan Stanley Mortgage Capital Holdings LLC, as successor to Morgan Stanley Mortgage Capital Inc. (Supreme Court of the State of New York, no. 652853/2014)

Sep 19, 2014 Initial Complaint
Nov 24, 2014 Motion to Dismiss
Jan 29, 2015 Motion to Dismiss — Opposition Brief
Feb 27, 2015 Motion to Dismiss — Reply Brief
Jan 19, 2017 Motion to Dismiss — Opinion
Feb 24, 2017 Notice of Appeal
Feb 24, 2017 Pre-Argument Statement
Mar 1, 2017 Answer

Financial Guaranty Insurance Company vs. The Putnam Advisory Company, LLC (U.S. District Court, Southern District of New York, no. 12cv7372)

Oct 1, 2012 Initial Complaint
Nov 16, 2012 Amended Complaint
Sep 30, 2013 Second Amended Complaint
Oct 15, 2013 Motion to Dismiss Second Amended Complaint
Oct 29, 2013 Motion to Dismiss — Opposition Brief
Nov 5, 2013 Motion to Dismiss — Reply Brief
Apr 28, 2014 Motion to Dismiss — Opinion
May 16, 2014 Notice of Appeal
Jul 2, 2014 Appeal — Brief for Plaintiff-Appellant
Aug 6, 2014 Appeal — Brief for Defendant-Appellee
Aug 20, 2014 Appeal — Reply Brief for Plaintiff-Appellant
Apr 15, 2015 Appeal — Decision
May 18, 2015 Answer